HM
Holly O. Mcentire
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CRD#: 4072965
HM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly O Mcentire, who also goes by Holly O'brien Lane, Holly Suzanne Lane, Holly O'brien Mcentire, Holly O'brien Moses, Holly Suzanne O'brien, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 2001. Holly had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Holly O'brien Lane | Holly Suzanne Lane | Holly O'brien Mcentire | Holly O'brien Moses | Holly Suzanne O'brien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner NATURE: Rental Property located at 5064 Boonsboro Road, Lynchburg, VA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2017 ADDRESS: Lynchburg, VA, United States DESCRIPTION: Rental property ownership RENTAL PROPERTY (4) POSITION: Owner NATURE: rental property in The Villages, FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2019 ADDRESS: The Villages, FL, United States DESCRIPTION: Rental property jointly owned with spouse RENTAL PROPERTY(3) POSITION: Owner NATURE: Rental Property in the Villages FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: The Villages, FL, United States DESCRIPTION: Rental property jointly owned with spouse RENTAL PROPERTY (5) POSITION: owner NATURE: Rental Property in the Villages FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2019 ADDRESS: The Villages, FL, United States DESCRIPTION: Rental property in Florida RENTAL PROPERTY (7) POSITION: owner NATURE: rental property in Lynchburg, VA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: Lynchburg, VA, United States DESCRIPTION: Rental of single-family residence RENTAL PROPERTY (6) POSITION: OWNER NATURE: RENTAL PROPERTY IN THE VILLAGES, FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2019 ADDRESS: THE VILLAGES, FL, United States DESCRIPTION: RENTAL PROPERTY RENTAL PROPERTY POSITION: Owner NATURE: rental property in The Villages, FL INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2021 ADDRESS: The Villages, FL, United States DESCRIPTION: Collection of rent and payment of expenses RENTAL PROPERTY 9 POSITION: Partner NATURE: rental property (5992) in The Villages, FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: The Villages, FL, United States DESCRIPTION: Owner of rental property RENTAL PROPERTY 10 POSITION: Partner NATURE: rental property (4823) in The Villages, FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: The Villages, FL, United States DESCRIPTION: Rental property RENTAL PROPERTY POSITION: owner NATURE: rental property jointly owned with mother in The Villages, FL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2022 ADDRESS: The Villages FL, United States DESCRIPTION: passive investment in rental property jointly owned with mother - access to the checking account
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 10, 2019 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 21, 2016 - January 11, 2023
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
RICHMOND, VA
Past
March 29, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RICHMOND, VA
Past
March 29, 2012 - January 11, 2023
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
September 1, 2006 - April 4, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FOREST, VA
Past
September 1, 2006 - April 4, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FOREST, VA
Past
December 9, 2003 - September 2, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LYNCHBURG, VA
Past
December 9, 2003 - September 2, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 30, 2001 - November 14, 2003
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
LYNCHBURG, VA
Past
July 23, 2001 - November 14, 2003
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BS
BB&T SECURITIES, LLC
BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES | STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC | CLEARVIEW CORRESPONDENT SERVICES, LLC | BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES | BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC | BB&T INVESTMENTS | BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC | BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
BD
Terminated by SEC on 06/29/2021
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Contact information
Main Address
901 East Byrd Street Riverfront Plaza, West Tower, Richmond, VA 23219
Mailing Address
Phone number
Established
Delaware since 08/11/2006
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
