RW
Rose L. Wilson
WESBANCO SECURITIES
Wheeling, WV 26003
Some features on this profile are disabled
CRD#: 4072715
RW
Professional summary
Rose Lynn Wilson, who also goes by Rose Lynn Hartline, Rose Lynn Mcdowell, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Wheeling, West Virginia.
Rose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rose has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rose Lynn Hartline | Rose Lynn Mcdowell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Makes crafts to sell and to donate for animal welfare. Less than 5 hours weekly. Less than $100.00 per month profit received. GARF Foundation: Co-Chair: Non Profit: Care & Education support of owners with FELV or FIV Positive cats. WesBanco Insurance Services, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Rose Lynn Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rose Lynn Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2015 - Present
WESBANCO SECURITIES, INC.
Office #1: 1 Bank Plaza 5th Floor, Wheeling, WV 26003Office #2: 135 West Main St, St Clairsville, OH 43950Office #3: 260 Gihon Village, Parkersburg, WV 26101RIA
BD
CRD#: 43276
Wheeling, WV
Current
March 12, 2015 - Present
WESBANCO SECURITIES, INC.
Office #1: 1 Bank Plaza 5th Floor, Wheeling, WV 26003Office #2: 135 West Main St, St Clairsville, OH 43950Office #3: 260 Gihon Village, Parkersburg, WV 26101RIA
BD
CRD#: 43276
Wheeling, WV
Past
March 5, 2008 - March 3, 2015
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
DUNBAR, WV
Past
February 4, 2008 - March 3, 2015
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
DUNBAR, WV
Past
November 9, 2007 - January 23, 2008
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BELPRE, OH
Past
July 6, 2005 - January 23, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BELPRE, OH
Past
December 11, 2000 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(2/16/2017)
IAR
Kentucky(11/1/2017)
RR
North Carolina(3/16/2016)
RR
Ohio(3/12/2015)
IAR
Ohio(3/13/2015)
RR
Pennsylvania(3/12/2015)
IAR
Pennsylvania(6/12/2015)
RR
Texas(4/6/2016)
RR
West Virginia(3/12/2015)
IAR
West Virginia(3/19/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
