Seth A. Buchalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seth Adam Buchalter was a registered financial professional .
Seth is a previously registered financial professional and started their career in finance in 2000. Seth had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - November 19, 2015
MERUS CAPITAL PARTNERS, LLC
May 2, 2013 - March 27, 2014
KOYOTE TRADING LLC
June 22, 2012 - February 22, 2013
QUAD CAPITAL, LLC
May 9, 2003 - April 16, 2004
UBS SECURITIES LLC
September 22, 2000 - May 19, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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