Christopher W. House
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Wilson House III, who also goes by Will House, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2020 - November 16, 2022
WALNUT CREEK CAPITAL ADVISORS, LLC
March 8, 2017 - April 10, 2018
J.P. MORGAN SECURITIES LLC
January 9, 2012 - April 30, 2013
ANSLEY SECURITIES LLC
January 8, 2009 - December 30, 2009
THOMAS GROUP CAPITAL
May 9, 2005 - December 8, 2008
MORGAN KEEGAN & COMPANY, LLC
September 1, 2000 - January 29, 2003
MORGAN STANLEY & CO. LLC
December 21, 1999 - August 16, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALNUT CREEK CAPITAL ADVISORS, LLC
CRD#: 131856 / SEC#: , 8-66521
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
