Christopher J. Martinez
Professional summary
Christopher Jacob Martinez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Christopher had worked at 3 firms, which includes LEGEND ADVISORY LLC, LEGEND EQUITIES CORPORATION, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2007 - October 10, 2007
LEGEND ADVISORY, LLC
February 6, 2007 - October 10, 2007
LEGEND EQUITIES CORPORATION
January 12, 2000 - June 1, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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