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Devon Coulin Mclean

CRD# 4072332·Registered 2000 - 2009
Barred: Devon Coulin Mclean was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Devon Coulin Mclean, who also goes by Devon Coulin Mclean Mr., was a registered financial advisor. Devon was a previously registered financial professional and started their career in finance 2000 - 2009. Devon had worked at 4 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Devon Coulin Mclean Mr.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Homestead, FL
December 1, 2006 - May 4, 2009
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Miami, FL
May 10, 2006 - December 1, 2006
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Duluth, GA
February 18, 2004 - January 23, 2006
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Duluth, GA
April 4, 2002 - December 31, 2003
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
April 26, 2000 - April 12, 2002

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Current Firm

QC
QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

CRD#: 43100 / SEC#: 8-50174
BD
Terminated by SEC on 09/14/2019

Contact Information

Established

Minnesota since 02/15/2007

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
YORKTOWN FINANCIAL COMPANIES, INC. - INDIANASHAREHOLDER—
BRAUN, BARBARA JCHIEF TECHNOLOGY AND EXECUTIVE PROJECTS OFFICER6839583
BROOKS, MELISSA CAWOODCHIEF FINANCIAL OFFICER4219393
DU MOND, SHARON LEAPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR2134316
GAUMOND, WILLIAM EDWARDDIRECTOR5294073
LORD-KRAHN, KRISTINE MARIECHIEF LEGAL OFFICER, SECRETARY4241291
SAND PETERSON, JESSICA KAYCHIEF OPERATING AND SUPERVISION OFFICER4274882
STARKMAN, KRISTINE ALANECHIEF COMPLIANCE OFFICER2409241
THOMES, ERIC JONCHAIRMAN4645308
WHITE, WALTER REXDIRECTOR—

Disclosures

Regulatory Event

8

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2002About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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