Wayne A. Lippert
Professional summary
Wayne Arthur Lippert JR, CFP®, who also goes by Wayne Arthur Lippert, is a registered financial advisor currently at TRUEPOINT, INC. located in Blue Ash, Ohio.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Wayne has worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Arthur Lippert JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
April 26, 2016 - Present
TRUEPOINT, INC.
Office #1: 9999 Carver Road, Blue Ash, OH 45242January 12, 2004 - March 8, 2004
UBS CAPITAL MARKETS L.P.
March 4, 2000 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
Primary Firm SEC Registration
TRUEPOINT, INC.
CRD#: 105664 / SEC#: 801-25433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2016)
Exams
Series 55
Date: 3/8/2000
Limited Representative-Equity Trader ExamCurrent Firm
TRUEPOINT, INC.
CRD#: 105664 / SEC#: 801-25433
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,863 |
| AUM (Assets Under Management) | $ 5,391,465,030 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/08/2024 | ||
| 10/06/2023 | ||
| 01/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUEPOINT, INC.
CRD#: 105664Blue Ash, OH 45242TRUST BUT VERIFY
Monitor Wayne Lippert
Get automatic monthly alerts on:
