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BN

Brian M. Nash

16 POINTS LLC
Vega Alta, PR
Some features on this profile are disabled
CRD#: 4071865
BN

Professional summary


Brian Matthew Nash is a registered financial professional currently at 16 POINTS LLC located in Vega Alta, .

Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 30 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brian Matthew Nash's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 29, 2019 - Present

16 POINTS LLC

BD
CRD#: 277033
Vega Alta, PR
Past

May 16, 2008 - December 31, 2018

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

BD
CRD#: 135131
ENGLEWOOD, NJ
Past

May 2, 2007 - January 29, 2008

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

July 11, 2003 - March 27, 2007

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

February 14, 2002 - July 14, 2003

ZURICH CAPITAL MARKETS SECURITIES, INC.

BD
CRD#: 42399
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(1/31/2019)
RR
Puerto Rico
(1/30/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 2/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 9/22/2010
NFA Branch Manager Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


1P
16 POINTS LLC
16 POINTS LLC | DOGWOOD SECURITIES LLC

CRD#: 277033 / SEC#: , 8-69648

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
10101 Cond Royal Palm, Vega Alta, PR 00692
Mailing Address
10101 Cond Royal Palm, Vega Alta, PR 00692
Phone number
+1 (646) 820-7750
Established
New York since 04/14/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
16 POINTS HOLDINGS LLCOWNER
OVERLEY, MARK SHIPMANCEO / CCO / GSP2652251
SIPINICK, KATHY EFREMFINOP3248100

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


16 POINTS LLC

CRD#: 277033Vega Alta, PR

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