JC
Joe Don Cole
FORT WASHINGTON INVESTMENT ADVISORS
CINCINNATI, OH 45202
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CRD#: 4071858
JC
Professional summary
Joe Don Cole, who also goes by Joe Don Cole, Joe Don Cole Mr., is a registered financial advisor currently at FORT WASHINGTON INVESTMENT ADVISORS INC located in Cincinnati, Ohio and TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio.
Joe Don is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joe Don has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Don Cole | Joe Don Cole Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joe Don Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2017 - Present
FORT WASHINGTON INVESTMENT ADVISORS INC
Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202RIA
CRD#: 107126
CINCINNATI, OH
Current
March 21, 2017 - Present
TOUCHSTONE SECURITIES, LLC
Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202BD
CRD#: 1526
Cincinnati, OH
Past
August 27, 2004 - April 17, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
December 20, 1999 - August 27, 2004
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FORT WASHINGTON INVESTMENT ADVISORS INC
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
RIA
Registered Investment Advisory firm - (9/14/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2017)
RR
Alaska(6/23/2017)
RR
Arizona(6/23/2017)
RR
Arkansas(6/23/2017)
RR
California(6/23/2017)
RR
Colorado(6/23/2017)
RR
Connecticut(6/23/2017)
RR
Delaware(6/23/2017)
RR
District of Columbia(6/23/2017)
RR
Florida(6/23/2017)
RR
Georgia(6/23/2017)
RR
Hawaii(6/23/2017)
RR
Idaho(6/23/2017)
RR
Illinois(6/23/2017)
RR
Indiana(6/23/2017)
RR
Iowa(6/23/2017)
RR
Kansas(6/23/2017)
RR
Kentucky(6/13/2017)
RR
Louisiana(6/23/2017)
RR
Maine(6/23/2017)
RR
Maryland(6/23/2017)
RR
Massachusetts(6/23/2017)
RR
Michigan(6/23/2017)
RR
Minnesota(6/23/2017)
RR
Mississippi(6/23/2017)
RR
Missouri(6/23/2017)
RR
Montana(6/23/2017)
RR
Nebraska(6/23/2017)
RR
Nevada(6/23/2017)
RR
New Hampshire(6/23/2017)
RR
New Jersey(6/23/2017)
RR
New Mexico(6/23/2017)
RR
New York(6/23/2017)
RR
North Carolina(6/26/2017)
RR
North Dakota(6/23/2017)
RR
Ohio(3/21/2017)
IAR
Ohio(6/13/2017)
RR
Oklahoma(6/23/2017)
RR
Oregon(6/23/2017)
RR
Pennsylvania(6/23/2017)
RR
Puerto Rico(6/23/2017)
RR
Rhode Island(6/23/2017)
RR
South Carolina(6/23/2017)
RR
South Dakota(6/23/2017)
RR
Tennessee(6/23/2017)
RR
Texas(6/23/2017)
RR
Utah(6/23/2017)
RR
Vermont(6/23/2017)
RR
Virgin Islands(6/23/2017)
RR
Virginia(6/23/2017)
RR
Washington(6/23/2017)
RR
West Virginia(6/23/2017)
RR
Wisconsin(6/23/2017)
RR
Wyoming(6/23/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FORT WASHINGTON INVESTMENT ADVISORS INC
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
RIA
Registered Investment Advisory firm - (9/14/1990 Approved)PREMIUM
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Contact information
Main Address
303 Broadway Suite 1200, Cincinnati, OH 45202
Mailing Address
P.o. Box 2388, Cincinnati, OH 45201-2388
Phone number
(513) 361-7600
Established
Firm type
Fiscal year end
# of Employees
154
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,674 |
| AUM (Assets Under Management) | $ 84,948,848,163 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2025 | ||
| 11/04/2024 | ||
| 06/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126Cincinnati, OH 45202TRUST BUT VERIFY
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