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AP

Allan C. Parlier

BROOKSTONE WEALTH ADVISORS
Cape Coral, FL
Some features on this profile are disabled
CRD#: 4071709
AP

Professional summary

Allan Curtis Parlier, who also goes by Allan Curits Parlier, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Cape Coral, Florida.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Allan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Allan Curits Parlier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Curtis Parlier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA
CRD#: 137658
Cape Coral, FL
Past

September 9, 2020 - March 25, 2022

LINCOLN INVESTMENT

RIA
CRD#: 519
Cape Coral, FL
Past

December 13, 2019 - March 25, 2022

CAPITAL ANALYSTS

RIA
CRD#: 162200
Cape Coral, FL
Past

February 15, 2019 - March 25, 2022

LINCOLN INVESTMENT

BD
CRD#: 519
Cape Coral, FL
Past

July 7, 2016 - February 19, 2019

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
ELKTON, MD
Past

April 10, 2015 - April 21, 2015

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MIDDLETOWN, DE
Past

May 26, 2010 - July 22, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
ELKTON, MD
Past

November 8, 2006 - May 14, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
DOVER, DE
Past

May 20, 2005 - September 12, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

May 20, 2005 - September 12, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

February 6, 2003 - September 24, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 1, 1999 - April 26, 2000

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 1, 1999 - April 26, 2000

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(4/8/2022)
IAR
Florida
(4/7/2022)
IAR
Maryland
(3/29/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/6/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/29/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/3/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)
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Contact information

Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658Cape Coral, FL

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