Marcy L. Maycock

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CRD#: 4071619

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marcy Lynn Maycock, CFP®, who also goes by Marcy L Maycock, Marcy Lynn Patterson, Marcy Lynn Zeldman, was a registered financial professional .

Marcy is a previously registered financial professional and started their career in finance in 2004. Marcy had worked at 8 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marcy L Maycock | Marcy Lynn Patterson | Marcy Lynn Zeldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Past

November 14, 2022 - March 1, 2023

ADVISORS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 112266

Boston, MA

Past

March 11, 2020 - June 28, 2022

MAIN STREET FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 305834

BOSTON, MA

Past

January 28, 2014 - July 5, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Boston, MA

Past

January 3, 2014 - July 1, 2020

MAIN STREET FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 146118

BOSTON, MA

Past

January 31, 2012 - December 5, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CALVERTON, MD

Past

January 19, 2012 - December 5, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CALVERTON, MD

Past

October 7, 2005 - January 20, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

October 7, 2005 - January 20, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROCKVILLE, MD

Past

May 27, 2004 - October 14, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BETHESDA, MD

Past

April 16, 2004 - October 14, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA

Registered Investment Advisory firm - (5/16/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2003 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Kentucky

Registered Investment Advisory firm - (6/16/2003 Terminated)

New Jersey

Registered Investment Advisory firm - (6/18/2003 Terminated)

New York

Registered Investment Advisory firm - (6/18/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/7/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2004

General Securities Representative Examination

Current Firm

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA

Registered Investment Advisory firm - (5/16/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2003 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Kentucky

Registered Investment Advisory firm - (6/16/2003 Terminated)

New Jersey

Registered Investment Advisory firm - (6/18/2003 Terminated)

New York

Registered Investment Advisory firm - (6/18/2003 Terminated)

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Contact information

Main Address

10 Wilsey Square Suite 200, Ridgewood, NJ 07450

Mailing Address

Phone number

(201) 447-3400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORS CAPITAL PART 2A DISCLOSURE BROCHURE (3/31/2025)

ACM WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	14,670
AUM (Assets Under Management)	$ 9,470,063,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcy L. Maycock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MAIN STREET FINANCIAL SOLUTIONS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MAIN STREET FINANCIAL SOLUTIONS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

ADVISORS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2004

Series 65

Date: 3/7/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2004

Current Firm

ADVISORS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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