Matthew L. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew L Hoffman was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2019 - September 29, 2023
SILVERWOOD PARTNERS
March 2, 2016 - December 31, 2017
WOODSIDE CAPITAL SECURITIES LLC
September 13, 2013 - October 17, 2014
MIZUHO SECURITIES USA LLC
February 13, 2006 - August 27, 2013
COWEN AND COMPANY
January 10, 2005 - February 8, 2006
MOORS & CABOT, INC.
August 18, 2004 - November 9, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
May 28, 2004 - August 18, 2004
CHARLES SCHWAB & CO., INC.
June 9, 2000 - May 28, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SILVERWOOD PARTNERS
CRD#: 115589 / SEC#: , 8-53495
Contact information
FINRA licenses (25 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
