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WD

Wayne A. Davis

STRICKLAND DAVIS ADVISORS LLC
Marietta, GA 30068
Some features on this profile are disabled
CRD#: 4071044
WD

Professional summary


Wayne Albert Davis Jr., who also goes by Chip Davis, Wayne Albert Davis Jr., Wayne Albert Davis, is a registered financial advisor currently at STRICKLAND DAVIS ADVISORS LLC located in Marietta, Georgia.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Wayne has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Chip Davis | Wayne Albert Davis Jr. | Wayne Albert Davis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Wayne Albert Davis Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 15, 2016 - Present

STRICKLAND DAVIS ADVISORS LLC

Office #1: 4653 Olde Towne Pkwy, Marietta, GA 30068
RIA
CRD#: 126538
Marietta, GA
Past

January 19, 2016 - April 11, 2016

CAPITAL BANK AND TRUST COMPANY

RIA
CRD#: 170017
IRVINE, CA
Past

January 25, 2012 - January 19, 2016

CAPITAL GUARDIAN TRUST COMPANY

RIA
CRD#: 108236
ATLANTA, GA
Past

May 14, 2008 - October 11, 2011

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
ATLANTA, GA
Past

April 18, 2008 - October 11, 2011

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
ATLANTA, GA
Past

October 14, 2004 - January 10, 2006

TLG LENOX, LLC

BD
CRD#: 131120
ATLANTA, GA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SD
STRICKLAND DAVIS ADVISORS LLC
INVESTMENT MANAGEMENT ADVISORS, LLC | STRICKLAND DAVIS ADVISORS LLC

CRD#: 126538 / SEC#: 801-120990

RIA
Registered Investment Advisory firm - (4/29/2021 Approved)
Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(7/15/2016)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/8/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SD
STRICKLAND DAVIS ADVISORS LLC
INVESTMENT MANAGEMENT ADVISORS, LLC | STRICKLAND DAVIS ADVISORS LLC

CRD#: 126538 / SEC#: 801-120990

RIA
Registered Investment Advisory firm - (4/29/2021 Approved)
Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)
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Contact information


Main Address
4653 Olde Towne Pkwy, Marietta, GA 30068
Mailing Address
Phone number
(770) 977-6892
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STRICKLAND DAVIS ADVISORS LLC BROCHURE (3/17/2025)

Regulatory assets under management


Total Number of Accounts184
AUM (Assets Under Management)$ 118,170,141

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
09/25/2024
10/26/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRICKLAND DAVIS ADVISORS LLC

CRD#: 126538Marietta, GA 30068

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