Lester S. Kozma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Steven Kozma JR, who also goes by Lester Steven Kozma, Lester Stephen Kozma, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1999. Lester had worked at 9 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2021 - December 23, 2021
GT SECURITIES, INC.
October 10, 2018 - March 16, 2021
ODEON CAPITAL GROUP LLC
July 24, 2017 - August 27, 2018
FINANCE OF AMERICA SECURITIES LLC
December 22, 2015 - January 12, 2016
SECUREVEST FINANCIAL GROUP
August 17, 2010 - May 11, 2015
INSPEREX LLC
December 14, 2009 - January 12, 2010
BANC OF MANHATTAN CAPITAL
May 7, 2009 - January 5, 2010
MDB CAPITAL
April 28, 2003 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
December 8, 1999 - April 14, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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