John T. Batts

EPI FINANCIAL GROUP

Troy, MI 48098-2809

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CRD#: 4070788

Professional summary

John Thomas Batts is a registered financial advisor currently at EPI FINANCIAL GROUP located in Troy, Michigan.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EPI PROTECTION, LLC; INVESTMENT RELATED; INSURANCE AGENT; START DATE 03/2020; TROY, MICHIGAN; 80 HOURS A MONTH; 80 HOURS A MONTH DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Batts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2020 - Present

EPI FINANCIAL GROUP

Office #1: 5700 Crooks Rd. Suite 340, Troy, MI 48098-2809

RIA

CRD#: 174160

Troy, MI

Past

November 14, 2019 - April 2, 2020

STATE FARM INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 3487

Sterling Hts, MI

Past

August 5, 2008 - April 2, 2020

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

STERLING HEIGHTS, MI

Past

March 27, 2000 - May 15, 2001

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/9/2020)

IAR

Texas
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/4/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EPI FINANCIAL GROUP

EPI ADVISORS, LLC | EPI FINANCIAL GROUP LLC | EPI FINANCIAL GROUP

CRD#: 174160 / SEC#:

Florida

Registered Investment Advisory firm - (4/11/2019 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Approved)

Michigan

Registered Investment Advisory firm - (1/27/2015 Approved)

Ohio

Registered Investment Advisory firm - (6/18/2019 Approved)

Tennessee

Registered Investment Advisory firm - (10/4/2021 Approved)

Texas

Registered Investment Advisory firm - (8/6/2023 Approved)

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Contact information

Main Address

5700 Crooks Rd. Suite 340, Troy, MI 48098-2809

Mailing Address

Phone number

(248) 281-1500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 6,855,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Batts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Batts's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPI FINANCIAL GROUP

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM VP MANAGEMENT CORP.

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2019

Series 63

Date: 8/7/2008

SIE

Date: 10/1/2018

Series 6

Date: 8/4/2008

Current Firm

EPI FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EPI FINANCIAL GROUP

TRUST BUT VERIFY

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