Ardeshir Sabi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ardeshir Sabi, who also goes by Arde Sabi, Arthur Sabi, was a registered financial professional .
Ardeshir is a previously registered financial professional and started their career in finance in 1999. Ardeshir had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2012 - October 31, 2025
NETWORK 1 FINANCIAL SECURITIES INC.
February 6, 2012 - December 20, 2012
OBSIDIAN FINANCIAL GROUP, LLC
February 18, 2009 - February 14, 2012
J.P. TURNER & COMPANY, L.L.C.
December 21, 2001 - March 16, 2009
EKN FINANCIAL SERVICES INC.
October 22, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
December 7, 1999 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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