Alvin F. Walker

LAKE JERICHO

Chicago, IL 60604-3597

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CRD#: 4070410

Professional summary

Alvin F Walker JR., CFP®, who also goes by Alvin Fred Walker Jr., is a registered financial advisor currently at LAKE JERICHO, LLC located in Chicago, Illinois.

Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Alvin has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alvin Fred Walker Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin F Walker JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 2, 2015 - Present

LAKE JERICHO, LLC

Office #1: 111 West Jackson Blvd Ste 1700, Chicago, IL 60604-3597

RIA

CRD#: 173782

Chicago, IL

Past

October 13, 2004 - March 24, 2010

ONE COMPASS ADVISORS

RIA

CRD#: 112029

JEFFERSONVILLE, IN

Past

May 11, 2004 - March 24, 2010

NEW COVENANT FUNDS DISTRIBUTOR, INC.

CRD#: 37465

JEFFERSONVILLE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2015)

IAR

Kentucky
(2/11/2016)

IAR

Michigan
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/30/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LAKE JERICHO, LLC

CRD#: 173782 / SEC#:

Illinois

Registered Investment Advisory firm - (1/2/2015 Approved)

Kentucky

Registered Investment Advisory firm - (2/11/2016 Approved)

Michigan

Registered Investment Advisory firm - (5/26/2022 Approved)

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Contact information

Main Address

111 West Jackson Blvd Ste 1700, Chicago, IL 60604-3597

Mailing Address

Phone number

(312) 307-3350

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 29,639,847

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alvin F. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin F Walker JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKE JERICHO, LLC

ONE COMPASS ADVISORS

NEW COVENANT FUNDS DISTRIBUTOR, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2004

Series 63

Date: 6/28/2004

Series 7

Date: 12/29/2006

Series 6

Date: 5/10/2004

Series 26

Date: 1/30/2006

Current Firm

LAKE JERICHO, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAKE JERICHO, LLC

TRUST BUT VERIFY

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