Stephen T. Mykalcio

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CRD#: 4070406

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Thomas Mykalcio, who also goes by Stephen Thomas, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 2002. Stephen had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 25, 2012 - October 10, 2017

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

MELVILLE, NY

Past

January 7, 2008 - October 12, 2012

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

June 17, 2005 - December 31, 2005

BASIC INVESTORS INC.

CRD#: 1187

MELVILLE, NY

Past

January 4, 2005 - May 24, 2005

WESTROCK ADVISORS, INC.

CRD#: 114338

NEW YORK, NY

Past

December 13, 2004 - April 7, 2005

MARQUIS FINANCIAL SERVICES, INC.

CRD#: 20733

TARZANA, CA

Past

October 8, 2004 - December 7, 2004

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

June 15, 2004 - October 5, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

April 27, 2004 - June 24, 2004

S.W. BACH & COMPANY

CRD#: 43522

PORT WASHINGTON, NY

Past

October 3, 2003 - April 27, 2004

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

June 21, 2002 - September 20, 2002

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 18, 2002 - June 5, 2002

CAPITAL GROWTH FINANCIAL, LLC

CRD#: 41040

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2002

General Securities Representative Examination

Current Firm

LAIDLAW & COMPANY (UK) LTD.

LAIDLAW & COMPANY (UK) LTD. | SANDS BROTHERS INTERNATIONAL LTD.

CRD#: 119037 / SEC#: , 8-53731

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

16 Berkeley St. Suite 7.09, London, W1J 8DZ

Mailing Address

521 5th Avenue 12th Fl, New York, NY 10175

Phone number

(212) 697-5200

Established

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LAIDLAW HOLDINGS LTD	OWNER
BELLO, JAMES ALAN	CCO	2844016
DAPONTE, ARTHUR JARROD	FINOP	7801577
EITNER, MATTHEW D	CHIEF EXECUTIVE OFFICER	3267261
REGAN, HUGH	DIRECTOR - INVESTMENT BANKING	1254114
SILVERMAN, PETER HOWARD	SEO/BRANCH MANAGER	1239510

Disclosures

Regulatory Event	9
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen T. Mykalcio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EKN FINANCIAL SERVICES INC.

BASIC INVESTORS INC.

WESTROCK ADVISORS, INC.

MARQUIS FINANCIAL SERVICES, INC.

J.P. TURNER & COMPANY, L.L.C.

GUNNALLEN FINANCIAL, INC

S.W. BACH & COMPANY

HARRISON SECURITIES, INC.

OPPENHEIMER & CO. INC.

CAPITAL GROWTH FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2002

SIE

Date: 10/10/2017

Series 7

Date: 1/17/2002

Current Firm

LAIDLAW & COMPANY (UK) LTD.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAIDLAW & COMPANY (UK) LTD.

TRUST BUT VERIFY

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