Philip A. Gagliardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip A Gagliardi, who also goes by Philip A. Gagliardi, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1999. Philip had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2013 - November 2, 2016
HOOVER FINANCIAL ADVISORS, INC.
April 1, 2013 - August 17, 2016
PURSHE KAPLAN STERLING INVESTMENTS
July 4, 2011 - April 30, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 21, 2004 - June 6, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 31, 2002 - June 6, 2005
WELLS FARGO CLEARING SERVICES, LLC
February 20, 2001 - November 16, 2001
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 17, 1999 - February 15, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HOOVER FINANCIAL ADVISORS, INC.
CRD#: 133979 / SEC#: 801-63867
Contact information
Red Flags
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