Robert A. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Lane was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2012 - November 5, 2013
INVESTMENT SECURITY CORPORATION
June 15, 2009 - December 6, 2012
GIRARD SECURITIES, INC.
January 2, 2004 - June 19, 2009
OSAIC WEALTH, INC.
January 2, 2004 - June 19, 2009
OSAIC WEALTH, INC.
October 31, 2002 - December 31, 2003
LONDON PACIFIC SECURITIES, INC.
May 22, 2001 - March 12, 2019
LGT FINANCIAL ADVISORS LLC
May 1, 2001 - October 31, 2002
NATIONAL PLANNING CORPORATION
May 1, 2001 - October 31, 2002
NATIONAL PLANNING CORPORATION
December 7, 1999 - May 14, 2001
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT SECURITY CORPORATION
CRD#: 47536 / SEC#: , 8-51832
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
