David R. Stallard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Rawley Stallard was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2009 - May 27, 2015
DAVID R. STALLARD, J.D., CPA,CFP
February 25, 2002 - June 3, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 25, 2002 - June 3, 2002
OSAIC FA, INC.
January 18, 2002 - January 30, 2002
EQUITABLE ADVISORS, LLC
November 26, 1999 - February 28, 2000
MONY SECURITIES CORPORATION
August 27, 1998 - December 31, 2008
DAVID R. STALLARD, J.D., CPA,CFP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DAVID R. STALLARD, J.D., CPA,CFP
CRD#: 123377 / SEC#:
Contact information
Red Flags
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