Thomas M. Santucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Santucci, who also goes by Thomas Santucci, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 4 firms and has passed the Series 63, Series 56, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2013 - August 8, 2014
QUASAR TRADING, LLC
November 30, 2011 - November 28, 2012
AVATAR SECURITIES, LLC
May 5, 2003 - February 20, 2004
SCHONFELD SECURITIES, LLC
March 8, 2000 - May 10, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 11/29/2011
Proprietary Trader Qualification ExaminationCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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