Maria Katrina R. Gamez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Katrina R Gamez, who also goes by Katrina Gamez, Maria Katrina Gamez, Maria Katrina Gamez, was a registered financial professional .
Maria Katrina is a previously registered financial professional and started their career in finance in 2000. Maria Katrina had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2010 - July 12, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
May 12, 2010 - May 9, 2017
MORGAN STANLEY DISTRIBUTION, INC.
July 29, 2008 - June 25, 2009
VANGUARD MARKETING CORPORATION
December 20, 2005 - June 16, 2008
SANFORD C. BERNSTEIN & CO., LLC
March 22, 2002 - March 15, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 6, 2000 - November 16, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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