Kenneth R. Jackson
Professional summary
Kenneth Richard Jackson, who also goes by Kenneth R Jackson, Kenneth R. Jackson, Kenneth Jackson, is a registered financial professional currently at BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2000. Kenneth has worked at 14 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Richard Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2026 - Present
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Office #1: 605 3rd Ave, New York, NY 10158July 23, 2025 - December 26, 2025
OPPENHEIMER & CO. INC.
August 5, 2024 - December 13, 2024
MBS SOURCE ETRADING, INC.
December 8, 2022 - November 14, 2023
MARKETAXESS CORPORATION
December 12, 2019 - February 22, 2022
LIQUIDITYEDGE, LLC
January 24, 2017 - September 3, 2019
BROKERTEC AMERICAS LLC
July 22, 2013 - January 23, 2017
TRADEWEB LLC
August 31, 2011 - July 19, 2013
DEALERWEB LLC
June 24, 2009 - September 8, 2011
ICAP SECURITIES USA LLC
December 1, 2008 - June 24, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 12, 2008 - December 1, 2008
PHOENIX DERIVATIVES GROUP, LLC
November 30, 2004 - February 15, 2008
RAFFERTY CAPITAL MARKETS, LLC
March 21, 2003 - December 2, 2004
BANC OF AMERICA SECURITIES LLC
March 4, 2002 - March 11, 2003
RAFFERTY CAPITAL MARKETS, LLC
February 9, 2000 - February 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2026)
(1/9/2026)
Exams
FINRA
Current Firm
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
CRD#: 114212 / SEC#: , 8-53412
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROADRIDGE BPO HOLDING LLC | SOLE MEMBER | |
| ALEXANDER, MICHAEL JAY | CEO/PRESIDENT/ MANAGER ON THE BOARD OF MANAGERS | 1428753 |
| BEUTELSCHIES, WILL SAMUEL | DIRECTOR OF COMPLIANCE: AMLCO | 2779204 |
| CASS, ALBERT JOHN LLL | VICE PRESIDENT | 2182652 |
| DEONIER, CHRISTIAN WILLIAM | SENIOR VICE PRESIDENT | 2829240 |
| GIACALONE, THOMAS A. | PRINCIPAL OPERATING OFFICER / MANAGER ON THE BOARD OF MANAGERS | 2873774 |
| JUHL, SVETLANA | MANAGER ON THE BOARD OF MANAGERS | 6154375 |
| PERRY, CHRISTOPHER JOHN | MANAGER ON THE BOARD OF MANAGERS | 1841603 |
| PORT, JAMES EDWARD | CHIEF COMPLIANCE OFFICER | 2366427 |
| SAX, CHARLES EDMOND | CHIEF FINANCIAL OFFICER / VP / TREASURER / FINOP | 1821188 |
Red Flags
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