Thomas A. Hintz

KONZA CAPITAL ADVISORS

MANHATTAN, KS 66502

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CRD#: 4069525

Professional summary

Thomas Andrew Hintz, who also goes by Tom Hintz A, is a registered financial advisor currently at KONZA CAPITAL ADVISORS located in Manhattan, Kansas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Hintz A

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VARNEY & ASSOCIATES, CPA'S, PROVIDES INVESTMENT ADVISE INCIDENTAL TO TAX,,ETC SVCS,120 N JULIETTE, MANHATTAN, KS 66502,PUBLIC ACCOUNTING, PARTNER, STARTED 1977, 160 HRS/MO,ALL, SERVE CLIENTS. HAVE VARIOUS HOLDINGS IN KS OPERATING COMPANIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Hintz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2007 - Present

KONZA CAPITAL ADVISORS

Office #1: 120 N Juliete, Manhattan, KS 66502

RIA

CRD#: 113823

MANHATTAN, KS

Past

September 18, 2001 - June 5, 2006

KONZA CAPITAL ADVISORS

RIA

CRD#: 113823

MANHATTAN, KS

Past

February 5, 2001 - February 1, 2002

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

CLEVELAND, OH

Past

December 7, 1999 - December 13, 2000

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/5/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/1999

General Securities Representative Examination

Current Firm

KONZA CAPITAL ADVISORS

BOB STAMEY, INC. | KONZA CAPITAL ADVISORS, INC. | KONZA CAPITAL ADVISORS

CRD#: 113823 / SEC#:

Kansas

Registered Investment Advisory firm - (1/5/2007 Approved)

Louisiana

Registered Investment Advisory firm - (11/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Manhattan, KS

Mailing Address

Phone number

(785) 565-1229

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 15,888,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas A. Hintz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Hintz's CRS (Customer Relationship Summary).

Certified licenses

Experience

KONZA CAPITAL ADVISORS

KONZA CAPITAL ADVISORS

CBIZ FINANCIAL SOLUTIONS, INC.

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/1999

Series 7

Date: 12/2/1999

Current Firm

KONZA CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KONZA CAPITAL ADVISORS

TRUST BUT VERIFY

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