John F. Dolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Dolan, who also goes by Jack Dolan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - September 11, 2018
GLOBAL INVESTMENT ADVISORS, LLC
January 1, 2010 - August 4, 2016
ESSEX SECURITIES LLC
June 16, 2005 - January 1, 2010
INVESTORS CAPITAL CORP.
March 17, 2000 - June 16, 2005
EASTERN POINT ADVISORS INC.
December 9, 1999 - January 1, 2010
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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