Luciano M. Cuneo

SCALA CAPITAL LLC

Miami, FL 33131

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CRD#: 4068829

Professional summary

Luciano Manuel Cuneo, who also goes by Luciano Cuneo, is a registered financial advisor currently at SCALA CAPITAL LLC located in Miami, Florida.

Luciano is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Luciano has worked at 11 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luciano Cuneo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luciano Manuel Cuneo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2020 - Present

SCALA CAPITAL LLC

Office #1: 999 Brickell Avenue Suite 1006, Miami, FL 33131

RIA

CRD#: 156165

Miami, FL

Past

January 3, 2022 - November 2, 2022

MARCO POLO SECURITIES LLC

CRD#: 46561

NEW YORK, NY

Past

January 2, 2020 - January 13, 2020

KOVACK INTERNATIONAL ADVISORS INC.

RIA

CRD#: 170450

Miami, FL

Past

October 15, 2019 - January 13, 2020

LATIN SECURITIES INC.

CRD#: 164117

Miami, FL

Past

September 5, 2014 - October 2, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CORAL GABLES, FL

Past

February 12, 2014 - October 2, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CORAL GABLES, FL

Past

November 6, 2012 - January 31, 2014

ARCA CAPITAL INVESTMENTS, INC.

CRD#: 109819

MIAMI, FL

Past

March 13, 2012 - November 5, 2012

NIGHTHAWK PARTNERS INC.

CRD#: 44134

AUSTIN, TX

Past

April 6, 2009 - March 26, 2012

STONEHAVEN, LLC

CRD#: 118913

NEW YORK, NY

Past

May 9, 2003 - June 28, 2007

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

April 17, 2002 - December 4, 2002

STATETRUST INVESTMENTS INC.

CRD#: 104651

BOCA RATON, FL

Past

December 9, 1999 - April 9, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCALA CAPITAL LLC

ICONIC CAPITAL LLC | SMARTINVEST CAPITAL LLC | SCALA CAPITAL LLC

CRD#: 156165 / SEC#: 801-112881

RIA

Registered Investment Advisory firm - (4/18/2018 Approved)

Florida

Registered Investment Advisory firm - (12/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/14/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/8/1999

General Securities Representative Examination

Current Firm

SCALA CAPITAL LLC

ICONIC CAPITAL LLC | SMARTINVEST CAPITAL LLC | SCALA CAPITAL LLC

CRD#: 156165 / SEC#: 801-112881

RIA

Registered Investment Advisory firm - (4/18/2018 Approved)

Florida

Registered Investment Advisory firm - (12/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

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Contact information

Main Address

999 Brickell Avenue Suite 1006, Miami, FL 33131

Mailing Address

Phone number

(305) 539-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCALA CAPITAL ADV PART 2A (1/30/2026)

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 380,460,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luciano M. Cuneo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luciano Manuel Cuneo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARCO POLO SECURITIES LLC

KOVACK INTERNATIONAL ADVISORS INC.

LATIN SECURITIES INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

ARCA CAPITAL INVESTMENTS, INC.

NIGHTHAWK PARTNERS INC.

STONEHAVEN, LLC

PFS INVESTMENTS INC.

STATETRUST INVESTMENTS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SCALA CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2014

Series 63

Date: 12/17/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 1/14/2000

Series 7

Date: 12/8/1999

Current Firm

SCALA CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCALA CAPITAL LLC

TRUST BUT VERIFY

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