BN
Barry Nelson
THRIVENT INVESTMENT MANAGEMENT
Overland Park, KS 66210
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CRD#: 4068747
BN
Barry NelsonTHRIVENT INVESTMENT MANAGEMENT
Professional summary
Barry Nelson, who also goes by Barry Eldridge Nelson, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Overland Park, Kansas.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Barry has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Barry Eldridge Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Redwood Investment Management; Olathe, KS; Asset Management Firm; Investment Related; Senior Vice President - sales; Start Date: 12/2025; 160 hours per month with all during trading hours 2. VisiPay; Olathe, KS; Payment and Escrow service; Investment Related; Founder/Investor; Start Date: 12/2025; 0 hours per month with 0 during trading hours 3. Book sales; Olathe, KS; Education; Non-Investment Related; Author; Promoting sales of book; Start Date: 12/2025; 0 hours per month with 0 during trading hours 4. Certified Exit Planning; Olathe, KS; Exit Planning; Non-Investment Related; Certified Exit Planning Advisor; Advise family businesses prepare for sale; Start Date: 12/2025; 2 hours per month with 0 during trading hours 5. Lake Stockton Yacht Club; Stockton, MO; Yacht Club; Non-Investment Related; Vice Commodore; Organize sailboat races, maintain website; Start Date: 12/2025; 20 hours per month with 0 during trading hours 6. Braden's Hope; Olathe, KS; Charity; Non-Investment Related; Advisor; Advisory board member; Start Date: 12/2025; 2 hours per month with 1 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Barry Nelson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Barry Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 7400 College Blvd, Overland Park, KS 66210RIA
BD
CRD#: 18387
Overland Park, KS
Current
July 31, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 7400 College Blvd, Overland Park, KS 66210RIA
BD
CRD#: 18387
Overland Park, KS
Past
January 2, 2026 - January 12, 2026
PINE DISTRIBUTORS LLC
BD
CRD#: 323408
DENVER, CO
Past
October 31, 2025 - January 13, 2026
REDWOOD INVESTMENT MANAGEMENT, LLC.
RIA
CRD#: 153139
Scottsdale, AZ
Past
July 11, 2025 - December 31, 2025
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
PORTLAND, ME
Past
July 15, 2024 - April 21, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
OVERLAND PARK, KS
Past
July 15, 2024 - April 21, 2025
CETERA ADVISORS LLC
BD
CRD#: 10299
OVERLAND PARK, KS
Past
June 18, 2021 - March 12, 2024
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Kansas City, MO
Past
June 18, 2021 - March 12, 2024
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Kansas City, MO
Past
October 31, 2019 - January 26, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OVERLAND PARK, KS
Past
October 31, 2019 - January 26, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OVERLAND PARK, KS
Past
January 22, 2009 - June 21, 2019
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
OLATHE, KS
Past
January 2, 2009 - June 21, 2019
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
MINNEAPOLIS, MN
Past
February 23, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
December 1, 2006 - February 9, 2007
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Past
September 30, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
May 29, 2002 - July 22, 2003
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
June 7, 2000 - November 5, 2001
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(7/31/2026)
IAR
Kansas(7/31/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Overland Park, KS 66210TRUST BUT VERIFY
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