Joseph P. Young

34 FINANCIAL

ATLANTA, GA 30305

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CRD#: 4068656

Professional summary

Joseph P Young, who also goes by Jody Young, Joseph Paul Young Jr., is a registered financial advisor currently at 34 FINANCIAL, LLC located in Atlanta, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jody Young | Joseph Paul Young Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-ACG WEALTH, INC.; INVESTMENT RELATED; 3340 PEACHTREE ROAD NE SUITE 2320, ATLANTA GA 30326; ADVISORY INVESTMENTS; MANAGING PARTNER; 6/2002; 120 HRS/MONTH; 8 HR/DAY; COMPENSATION-FEES; MANAGING PARTNER. 2)ACG DIVERSIFIED LLC;NOT INVESTMENT RELATED;3333 PIEDMONT RD NE,SUITE 2010,ATLANTA,GA 30305;HOLDING COMPANY FOR REAL ESTATE;OWNER/EQUAL PARTNER;1/15/2014;1 HR/MONTH;0 HRS DURING TRADING;N/A 3)ACG INVESTMENTS MANAGEMENT LLC;INVESTMENT RELATED;3333 PIEDMONT ROAD NE, SUITE 2010,ATLANTA,GA 30305;MANAGING MEMBER OF INVESTMENT COMPANY PLUS INVESTMENT HOLDING CO;MEMBER;1/22/2015;0 HRS/MONTH;0 HRS DURING TRADING;PASSIVE INVESTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph P Young's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

34 FINANCIAL, LLC

Office #1: 2827 Peachtree Rd Suite 620, Atlanta, GA 30305

RIA

CRD#: 329383

ATLANTA, GA

Past

July 6, 2022 - April 28, 2023

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Atlanta, GA

Past

February 27, 2017 - March 25, 2022

ARKADIOS CAPITAL

CRD#: 282710

Atlanta, GA

Past

July 7, 2009 - December 16, 2022

ACG WEALTH INC.

RIA

CRD#: 150419

ATLANTA, GA

Past

May 22, 2009 - August 4, 2009

TRIAD ADVISORS LLC

RIA

CRD#: 25803

ATLANTA, GA

Past

May 22, 2009 - April 4, 2017

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

October 19, 2004 - May 27, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

October 19, 2004 - May 27, 2009

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

September 11, 2002 - October 27, 2004

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ATLANTA, GA

Past

August 9, 2002 - October 27, 2004

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

January 8, 2001 - August 19, 2002

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

November 22, 1999 - January 16, 2001

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/31/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/19/1999

General Securities Representative Examination

Current Firm

34 FINANCIAL, LLC

34 FINANCIAL, LLC | TRG WEALTH MANAGEMENT | JNJ ADVISORS, LLC

CRD#: 329383 / SEC#:

Georgia

Registered Investment Advisory firm - (1/4/2024 Approved)

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Contact information

Main Address

2827 Peachtree Rd Suite 620, Atlanta, GA 30305

Mailing Address

Phone number

(404) 383-2100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph P. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph P Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

ARKADIOS CAPITAL

ACG WEALTH INC.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN KEEGAN & COMPANY, LLC

TEJAS SECURITIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/1999

SIE

Date: 10/1/2018

Series 31

Date: 3/31/2004

Series 7

Date: 11/19/1999

Current Firm

34 FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

34 FINANCIAL, LLC

TRUST BUT VERIFY

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