BC
Bill Coumas
KKR CAPITAL MARKETS LLC
New York, NY 10001
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CRD#: 4068502
BC
Professional summary
Bill Coumas, CFP® is a registered financial professional currently at KKR CAPITAL MARKETS LLC located in New York, New York.
Bill is registered as a RR (Registered Representative) and started their career in finance in 1999. Bill has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
St. Petronille School Life Fund (Glen Ellyn, IL) Committee Member - Committee oversees the investments with the Life Fund. 1 hour/month devoted to committee.
CRS (Client Relationship Summary) - BD
Click below to view Bill Coumas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 21, 2024 - Present
KKR CAPITAL MARKETS LLC
Office #1: 30 Hudson Yards, New York, NY 10001BD
CRD#: 143571
New York, NY
Past
May 23, 2016 - May 7, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
Chicago, IL
Past
January 28, 2014 - May 31, 2016
BLACKROCK FUND ADVISORS
RIA
CRD#: 105247
CHICAGO, IL
Past
January 27, 2014 - May 7, 2024
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
CHICAGO, IL
Past
September 1, 2011 - November 22, 2013
NUVEEN ASSET MANAGEMENT, LLC
RIA
CRD#: 155584
CHICAGO, IL
Past
August 2, 2006 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
RIA
CRD#: 104626
CHICAGO, IL
Past
August 2, 2006 - November 22, 2013
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Past
March 13, 2002 - August 13, 2004
CEDAR HILL ASSOCIATES INC
RIA
CRD#: 105457
HIGHLAND PARK, IL
Past
January 30, 2002 - August 13, 2004
CEDAR HILL FINANCIAL SERVICES, INC.
BD
CRD#: 15651
HIGHLAND PARK, IL
Past
December 16, 1999 - January 9, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/21/2024)
RR
Alaska(6/21/2024)
RR
Arizona(6/21/2024)
RR
Arkansas(6/21/2024)
RR
California(6/21/2024)
RR
Colorado(6/21/2024)
RR
Connecticut(6/21/2024)
RR
Delaware(6/21/2024)
RR
District of Columbia(6/21/2024)
RR
Florida(6/21/2024)
RR
Georgia(6/21/2024)
RR
Hawaii(6/21/2024)
RR
Idaho(6/21/2024)
RR
Illinois(6/21/2024)
RR
Indiana(6/21/2024)
RR
Iowa(6/21/2024)
RR
Kansas(6/21/2024)
RR
Kentucky(6/21/2024)
RR
Louisiana(6/21/2024)
RR
Maine(6/21/2024)
RR
Maryland(6/21/2024)
RR
Massachusetts(6/21/2024)
RR
Michigan(6/21/2024)
RR
Minnesota(6/21/2024)
RR
Mississippi(6/21/2024)
RR
Missouri(6/21/2024)
RR
Montana(6/21/2024)
RR
Nebraska(6/21/2024)
RR
Nevada(6/21/2024)
RR
New Hampshire(6/21/2024)
RR
New Jersey(6/21/2024)
RR
New Mexico(6/21/2024)
RR
New York(6/21/2024)
RR
North Carolina(6/21/2024)
RR
North Dakota(6/21/2024)
RR
Ohio(6/22/2024)
RR
Oklahoma(6/21/2024)
RR
Oregon(6/21/2024)
RR
Pennsylvania(6/21/2024)
RR
Puerto Rico(6/21/2024)
RR
Rhode Island(6/21/2024)
RR
South Carolina(6/21/2024)
RR
South Dakota(6/21/2024)
RR
Tennessee(6/21/2024)
RR
Texas(6/21/2024)
RR
Utah(6/21/2024)
RR
Vermont(6/21/2024)
RR
Virgin Islands(6/21/2024)
RR
Virginia(6/21/2024)
RR
Washington(6/21/2024)
RR
West Virginia(6/21/2024)
RR
Wisconsin(6/21/2024)
RR
Wyoming(6/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KKR CAPITAL MARKETS LLC
KKR CAPITAL MARKETS LLC | KKR GLOBAL MARKETS LLC
CRD#: 143571 / SEC#: , 8-67578
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
30 Hudson Yards, New York, NY 10001
Mailing Address
30 Hudson Yards, New York, NY 10001
Phone number
(212) 750-8300
Established
Delaware since 01/29/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KKR CAPITAL MARKETS HOLDINGS L.P. | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/ OPERATIONS PRINCIPAL | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| MOGELOF, ERIC JAY | HEAD OF CLIENT PARTNER GROUP | 4558632 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
