Harold F. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Franklin Crawford, who also goes by Harold F Crawford, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 2006. Harold had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - May 3, 2018
CAPITAL ONE ADVISORS, LLC
August 3, 2016 - May 3, 2018
CAPITAL ONE INVESTING, LLC
October 30, 2014 - July 12, 2016
PNC WEALTH MANAGEMENT LLC
February 18, 2014 - July 12, 2016
PNC WEALTH MANAGEMENT LLC
February 5, 2013 - February 19, 2014
ALIGHT FINANCIAL SOLUTIONS, LLC
February 15, 2011 - May 6, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 20, 2008 - February 16, 2011
VANGUARD MARKETING CORPORATION
December 4, 2006 - April 17, 2008
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
