Kedar Gangopadhyay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kedar Gangopadhyay, who also goes by Kedarnath Gangopadhyay, was a registered financial professional .
Kedar is a previously registered financial professional and started their career in finance in 2000. Kedar had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2012 - October 17, 2013
TSG SPECTRUM CAPITAL ADVISORS, LLC
April 14, 2008 - November 22, 2011
MORGAN JOSEPH TRIARTISAN LLC
April 30, 2001 - October 18, 2002
ABN AMRO INCORPORATED
April 25, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TSG SPECTRUM CAPITAL ADVISORS, LLC
CRD#: 157805 / SEC#: , 8-68861
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
