Sandra Rudel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Rudel, who also goes by Rudel Sandra, Sandra Zwillinger, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1970. Sandra had worked at 7 firms and has passed the Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2011 - March 9, 2012
KENNETH, JEROME & CO.,INC.
April 8, 2011 - June 22, 2011
OLYMPUS SECURITIES, LLC
May 1, 2009 - March 31, 2011
GRAND CAPITAL CORP.
January 1, 1995 - April 2, 2009
OPPENHEIMER & CO. INC.
December 1, 1992 - January 1, 1995
REICH & CO., INC.
June 19, 1991 - December 1, 1992
REICH & CO., INC.
April 23, 1970 - June 17, 1991
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/30/1982
Interest Rate Options ExaminationPC
Date: 7/5/1977
AMEX Put and Call ExamSeries 1
Date: 4/24/1956
Registered Representative ExaminationCurrent Firm
KENNETH, JEROME & CO.,INC.
CRD#: 15541 / SEC#: , 8-32361
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
