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Sandra Rudel

CRD# 406780·Registered 1970 - 2012
Previously Registered: Being a previously registered professional could mean that Sandra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sandra Rudel, who also goes by Rudel Sandra, Sandra Zwillinger, was a registered financial advisor. Sandra was a previously registered financial professional and started their career in finance 1970 - 2012. Sandra had worked at 7 firms and has passed the Series 5, PC and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rudel Sandra, Sandra Zwillinger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

70 years in the financial services industry

Current & Past Employments

KENNETH, JEROME & CO.,INC.·CRD# 15541
BD
Florham Pk, NJ
June 21, 2011 - March 9, 2012
OLYMPUS SECURITIES, LLC·CRD# 114050
BD
Montville, NJ
April 8, 2011 - June 22, 2011
GRAND CAPITAL CORP.·CRD# 39371
BD
New York, NY
May 1, 2009 - March 31, 2011
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 1, 1995 - April 2, 2009
REICH & CO., INC.·CRD# 19611
BD
December 1, 1992 - January 1, 1995
REICH & CO., INC.·CRD# 3148
BD
June 19, 1991 - December 1, 1992
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
April 23, 1970 - June 17, 1991

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Current Firm

KJ
KENNETH, JEROME & CO.,INC.

KENNETH, JEROME & CO.,INC.

CRD#: 15541 / SEC#: 8-32361
BD
Terminated by SEC on 12/25/2023

Contact Information

Established

Delaware since 03/05/1984

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KAPLON, ROBERT LEWISPRES-SROP-CROP- FINOP264206
OBRIEN, MARY ELIZABETHSEC/TRES-MP-CCO1070643

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 5 — Interest Rate Options Examination

Passed Oct 1982

PC — AMEX Put and Call Exam

Passed Jul 1977

Series 1 — Registered Representative Examination

Passed Apr 1956

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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SR
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