Terry W. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Wayne Morgan JR. was a registered financial advisor .
Terry is a previously registered financial advisor and started their career in finance in 2000. Terry had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2009 - October 30, 2009
DEWAAY FINANCIAL NETWORK, LLC
February 20, 2008 - February 3, 2010
MORROW WEALTH MANAGEMENT INC
March 20, 2006 - February 19, 2008
CAPITAL FINANCIAL SERVICES, INC.
January 4, 2006 - February 19, 2008
CAPITAL FINANCIAL SERVICES, INC.
January 12, 2005 - December 31, 2005
JESUP & LAMONT ADVISORS
November 21, 2003 - December 31, 2005
EMPIRE FINANCIAL GROUP, INC.
May 8, 2003 - November 21, 2003
FREEDOM FINANCIAL, INC.
January 22, 2001 - June 6, 2003
AVANTAX INVESTMENT SERVICES, INC.
February 29, 2000 - September 20, 2000
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEWAAY FINANCIAL NETWORK, LLC
CRD#: 30767 / SEC#: , 8-45342
Contact information
Documents
Disclosures
| Arbitration | 5 |
Red Flags
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