Denise A. Jaehnke

HARBOUR INVESTMENTS

Columbus, WI

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CRD#: 4067150

Professional summary

Denise Ann Jaehnke, who also goes by Denise Ann Petroselli, is a registered financial advisor currently at HARBOUR INVESTMENTS, INC. located in Columbus, Wisconsin.

Denise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Denise has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Denise Ann Petroselli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)EXTENDED PERSONAL SERVICE, LTD. N3000 COUNTY ROAD BB COLUMBUS, WI 53925 NON-INVESTMENT RELATED, INSURANCE AGENCY, OWNER, PRESIDENT, AGENT AND EMPLOYEE. START DATE 2/1978 TO PRESENT 80 HOURS PER MONTH. DUTIES INCLUDE: GENERAL MANAGEMENT OF AGENCY, PERSONAL SALES, SERVICE AND MARKETING. 2.) AN ADDITIONAL BUSINESS ACTIVITY CONDUCTED UNDER EXTENDED PERSONAL SERVICE LTD IS ESTATE PLANNING SERVICES, STARTED IN 2008, PROVIDE INFORMATION ON ESTATE PLANNING AND TRUST SETTLEMENT SERVICE, INDEPENDENT ESTATE PLANNING WITH ASSISTANCE OF ATTORNEYS; SPEND 2.5-5 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS, NON-INVESTMENT RELATED 3)INDEPENDENT INSURANCE AGENT INCLUDING EQUITY INDEXED ANNUITITES. 3)SIM; SOLICITOR; W INA RD; 125 TUSCON AZ 85741; CLIENT SERVICES COORIDINATOR; 1HR/MONTH DURING TRADING HRS 4) EPS FINANCIAL, NON-INVESTMENT RELATED, OWNER, 11/04/2021, 4 HRS PER MONTH, 4 HRS PER MONTH DURING TRADING HOURS, PROPERTY MANAGER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Ann Jaehnke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Denise Ann Jaehnke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

Columbus, WI

Current

January 2, 2018 - Present

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

Columbus, WI

Past

June 9, 2014 - December 31, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

COLUMBUS, WI

Past

June 9, 2014 - December 31, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Columbus, WI

Past

August 2, 2010 - June 9, 2014

LINCOLN INVESTMENT

RIA

CRD#: 519

COLUMBUS, WI

Past

August 2, 2010 - June 9, 2014

LINCOLN INVESTMENT

CRD#: 519

COLUMBUS, WI

Past

May 11, 2005 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA

CRD#: 36451

MINNEAPOLIS, MN

Past

April 25, 2005 - April 25, 2005

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA

CRD#: 36451

MINNEAPOLIS, MN

Past

March 22, 2005 - March 22, 2005

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA

CRD#: 36451

MINNEAPOLIS, MN

Past

March 3, 2000 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR INVESTMENTS, INC.

CRD#: 19258 / SEC#: 801-29185, 8-37373

RIA

Registered Investment Advisory firm - SEC (4/10/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/2/2018)

Wisconsin
(1/2/2018)

IAR

Wisconsin
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/2/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HARBOUR INVESTMENTS, INC.

CRD#: 19258 / SEC#: 801-29185, 8-37373

RIA

Registered Investment Advisory firm - SEC (4/10/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

575 D'onofrio Drive Suite 300, Madison, WI 53719

Mailing Address

575 D'onofrio Drive Suite 300, Madison, WI 53719

Phone number

(608) 662-6100

Established

Wisconsin since 01/22/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

231

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISOR BROCHURE (10/2/2025)

Direct owners and executive officers

Name	Position	CRD#
SONDEL, NICK WILLIAM	CHIEF EXECUTIVE OFFICER	1261064
DUSHEK, JAMES WALTER	VICE PRESIDENT OF OPERATIONS	4323103
HAGER, AARON MICHAEL	PRESIDENT	5017811
KOPITZKE, KYLE LEE	CO-CCO	5675560
MEDLAND, RICHARD ONEILL	CO-CCO	2748242
MEYER, RHONDA LEE	SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER, FINOP	2285226
NELLES, JULIE MARIE	VP OF ADVISORY OPERATIONS & SERVICES	4771824
WIPPERFURTH, DANIEL THOMAS	VICE PRESIDENT OF ADVISOR DEVELOPMENT	4029404

Regulatory assets under management

Total Number of Accounts	38,692
AUM (Assets Under Management)	$ 7,569,614,628

Disclosures

Regulatory Event	3
Bond	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Denise A. Jaehnke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Ann Jaehnke's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Denise Ann Jaehnke's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENTS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

MM ASCEND LIFE INVESTOR SERVICES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

Primary Firm SEC Registration

HARBOUR INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2005

Series 63

Date: 3/2/2000

SIE

Date: 10/1/2018

Series 6

Date: 3/2/2000

FINRA

Current Firm

HARBOUR INVESTMENTS, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

HARBOUR INVESTMENTS, INC.

TRUST BUT VERIFY

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