John N. Poropat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Nelson Poropat was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2011 - August 3, 2012
AVANTAX ADVISORY SERVICES
December 21, 2010 - August 28, 2014
AVANTAX INVESTMENT SERVICES, INC.
November 14, 2008 - October 30, 2009
INVESTACORP ADVISORY SERVICES INC
October 6, 2008 - May 21, 2009
INVESTACORP, INC.
January 9, 2006 - October 17, 2008
AVANTAX ADVISORY SERVICES
May 21, 2001 - December 31, 2005
AVANTAX ADVISORY SERVICES
January 28, 2000 - September 11, 2008
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
