Michael B. Wertz

DEEP BLUE INVESTMENT ADVISORS

TAMPA, FL 33604

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CRD#: 4067130

Professional summary

Michael Brent Wertz, who also goes by Michael B. Wertz, is a registered financial advisor currently at DEEP BLUE INVESTMENT ADVISORS located in Tampa, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael B. Wertz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brent Wertz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2000 - Present

DEEP BLUE INVESTMENT ADVISORS

Office #1: 5502 N. Nebraska Avenue, Tampa, FL 33604

RIA

CRD#: 115344

TAMPA, FL

Past

December 17, 1999 - November 20, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEEP BLUE INVESTMENT ADVISORS

DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS

CRD#: 115344 / SEC#: 801-60690

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/6/2000)

IAR

Texas
(3/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

Current Firm

DEEP BLUE INVESTMENT ADVISORS

DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS

CRD#: 115344 / SEC#: 801-60690

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

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Contact information

Main Address

5502 North Nebraska Ave, Tampa, FL 33604

Mailing Address

P.o. Box 9691, Tampa, FL 33674

Phone number

(813) 238-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

DEEP BLUE INVESTMENT ADVISORS BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 15,712,739,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Wertz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brent Wertz's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEEP BLUE INVESTMENT ADVISORS

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

DEEP BLUE INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2000

Series 7

Date: 12/16/1999

Current Firm

DEEP BLUE INVESTMENT ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEEP BLUE INVESTMENT ADVISORS

TRUST BUT VERIFY

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