Christian R. Wing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Roberts Wing was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1999. Christian had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2013 - June 19, 2015
HABERER REGISTERED INVESTMENT ADVISOR INC
February 17, 2005 - July 9, 2010
FIFTH THIRD SECURITIES, INC.
July 30, 2004 - July 9, 2010
FIFTH THIRD SECURITIES, INC.
April 17, 2003 - December 31, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
December 13, 1999 - March 14, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HABERER REGISTERED INVESTMENT ADVISOR INC
CRD#: 110382 / SEC#: 801-13081
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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