Nicholas Rucarean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Rucarean was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1966. Nicholas had worked at 11 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2006 - September 26, 2006
J.W. COLE FINANCIAL, INC.
November 17, 2003 - May 19, 2004
ADVEST, INC.
April 29, 1999 - December 31, 2003
PROFESSIONAL ASSET MANAGEMENT, INC.
May 30, 1996 - April 6, 1999
LEONARD & COMPANY
September 26, 1994 - June 5, 1996
SAPERSTON FINANCIAL INC.
March 16, 1993 - September 29, 1994
G.R. STUART & COMPANY, INC.
December 17, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
December 13, 1985 - October 15, 1992
ASHTON YOUNG, INC.
January 4, 1984 - December 18, 1984
STONEBRIDGE SECURITIES,LTD.
November 12, 1973 - November 7, 1985
FIRST HERITAGE CORPORATION
February 11, 1966 - December 8, 1971
FIRST DETROIT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/26/1956
Registered Representative ExaminationCurrent Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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