Connie L. West

BELLWETHER INVESTMENT GROUP

Hixson, TN 37343

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CRD#: 4066633

Professional summary

Connie Lee West, who also goes by Connie Lee Alexander, Connie Lee Cox, Connie Lee Trotter, is a registered financial advisor currently at BELLWETHER INVESTMENT GROUP, LLC located in Hixson, Tennessee.

Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Connie has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connie Lee Alexander | Connie Lee Cox | Connie Lee Trotter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Lee West's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2008 - Present

BELLWETHER INVESTMENT GROUP, LLC

Office #1: 5502 Hixson Pike Suite G, Hixson, TN 37343

RIA

CRD#: 148114

Hixson, TN

Past

March 31, 2004 - October 14, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CHATTANOOGA, TN

Past

January 13, 2003 - October 14, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CHATTANOOGA, TN

Past

May 9, 2000 - November 21, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 23, 2000 - April 25, 2000

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELLWETHER INVESTMENT GROUP, LLC

BELLWETHER INVESTMENT GROUP, LLC | WELLSPRING ADVISORS, LLC | WEALTH FOUNDATION SOLUTIONS, LLC | FOCUS POINTE FINANCIAL

CRD#: 148114 / SEC#: 801-69529

RIA

Registered Investment Advisory firm - (8/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/19/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/22/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/22/2000

General Securities Representative Examination

Current Firm

BELLWETHER INVESTMENT GROUP, LLC

BELLWETHER INVESTMENT GROUP, LLC | WELLSPRING ADVISORS, LLC | WEALTH FOUNDATION SOLUTIONS, LLC | FOCUS POINTE FINANCIAL

CRD#: 148114 / SEC#: 801-69529

RIA

Registered Investment Advisory firm - (8/21/2008 Approved)

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Contact information

Main Address

5502 Hixson Pike Suite G, Hixson, TN 37343

Mailing Address

Phone number

(423) 698-6256

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 27 2019 ADV (2/12/2025)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 137,134,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Connie L. West

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Lee West's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

QUEST CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

BELLWETHER INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2000

Series 63

Date: 4/5/2000

Series 31

Date: 5/22/2000

Series 7

Date: 3/22/2000

Current Firm

BELLWETHER INVESTMENT GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELLWETHER INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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