Chad H. Stevens
Professional summary
Chad Harlan Stevens, who also goes by Chad Harlan Stevens, Chad Stevens, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2000. Chad has worked at 12 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Harlan Stevens's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2026 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116October 22, 2025 - December 19, 2025
OSAIC WEALTH, INC.
June 8, 2022 - March 31, 2023
P.J. ROBB VARIABLE, LLC
July 21, 2021 - October 1, 2021
SILVER OAK SECURITIES, INCORPORATED
August 8, 2018 - September 5, 2018
PARK AVENUE SECURITIES LLC
September 21, 2017 - November 13, 2017
EQUITY SERVICES, INC.
April 11, 2017 - May 19, 2017
THE LEADERS GROUP, INC.
July 30, 2015 - October 20, 2016
THE LEADERS GROUP, INC.
May 14, 2014 - March 19, 2015
KESTRA INVESTMENT SERVICES, LLC
February 4, 2008 - May 19, 2014
PARKLAND SECURITIES, LLC
March 23, 2001 - January 18, 2008
CINCINNATI ANALYSTS, INC.
April 20, 2000 - February 1, 2001
METROPOLITAN LIFE INSURANCE COMPANY
April 20, 2000 - February 1, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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