Paul K. Kiker

KIKER WEALTH MANAGEMENT

JASPER, GA 30143

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CRD#: 4066487

Professional summary

Paul Kell Kiker JR, who also goes by Paul K Kiker, is a registered financial advisor currently at KIKER WEALTH MANAGEMENT, LLC located in Jasper, Georgia.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul K Kiker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE SALES - 788 W. CHURCH ST., JASPER, GA 30143; FIXED INSURANCE; NON INVESTMENT RELATED; AGENT; INSURANCE SALES OF TERM, WHOLE LIFE, AND FIXED; LESS THAN 1% OF TIME SPENT 2.KIKER VENTURES, OWNER, S CORPORATION ONLY FOR TAX PURPOSES, STARTED IN 2003, NON INVESTMENT RELATED, 0 HRS A MONTH O DURING TRADING HRS, PAID THRU DIVIDENDS. 3.KIKER PROPERTIES, PERSONAL INVESTMENT, RENTAL OF CURRENT OFFICE AND PREVIOUS OFFICE, CFO WITH WIFE OWNING THE PROPERTIES, NO COMPENSATION, SINCE 2010, 2 HR/MTH, 0 TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Kell Kiker JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2010 - Present

KIKER WEALTH MANAGEMENT, LLC

Office #1: 788 West Church St., Jasper, GA 30143

RIA

CRD#: 154405

JASPER, GA

Past

October 15, 2014 - August 21, 2015

KOVACK SECURITIES INC.

CRD#: 44848

JASPER, GA

Past

September 1, 2010 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

JASPER, GA

Past

September 24, 2004 - October 6, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

JASPER, GA

Past

January 2, 2004 - October 6, 2010

LPL FINANCIAL LLC

CRD#: 6413

JASPER, GA

Past

September 12, 2000 - January 5, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 18, 2000 - September 1, 2000

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIKER WEALTH MANAGEMENT, LLC

HEADWATERS INVESTMENT ADVISORS, LLC | KIKER WEALTH MANAGEMENT, LLC | KIKER VENTURES, INC.

CRD#: 154405 / SEC#: 801-79392

RIA

Registered Investment Advisory firm - (4/2/2014 Approved)

Florida

Registered Investment Advisory firm - (4/3/2014 Terminated)

Georgia

Registered Investment Advisory firm - (4/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/31/2010)

IAR

Texas
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/11/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2004

General Securities Principal Examination

Current Firm

KIKER WEALTH MANAGEMENT, LLC

HEADWATERS INVESTMENT ADVISORS, LLC | KIKER WEALTH MANAGEMENT, LLC | KIKER VENTURES, INC.

CRD#: 154405 / SEC#: 801-79392

RIA

Registered Investment Advisory firm - (4/2/2014 Approved)

Florida

Registered Investment Advisory firm - (4/3/2014 Terminated)

Georgia

Registered Investment Advisory firm - (4/3/2014 Terminated)

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Contact information

Main Address

788 W Church Street, Jasper, GA 30143

Mailing Address

Phone number

(706) 253-7285

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIKER WEALTH MANAGEMENT BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	1,933
AUM (Assets Under Management)	$ 268,580,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul K. Kiker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Kell Kiker JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

RESOURCE HORIZONS GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

KIKER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2004

Series 63

Date: 5/11/2000

SIE

Date: 8/21/2015

Series 7

Date: 9/11/2000

Series 6

Date: 2/11/2000

Series 24

Date: 2/23/2004

Current Firm

KIKER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIKER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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