John M. Glasgow

MASONBORO ADVISORS

Wilmington, NC 28403

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CRD#: 4066459

Professional summary

John Michael Glasgow is a registered financial advisor currently at MASONBORO ADVISORS located in Wilmington, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LICENSED INSURANCE AGENT, SOLE PROPRIETOR WITH APPROXIMATELY 4 HOURS/MONTH SPENT ON SUCH ACTIVITY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Glasgow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2007 - Present

MASONBORO ADVISORS

Office #1: 5815 Oleander Drive Suite 260, Wilmington, NC 28403

RIA

CRD#: 145151

Wilmington, NC

Past

February 25, 2004 - November 19, 2007

CIC ADVISERS, LLC

RIA

CRD#: 130735

WILMINGTON, NC

Past

January 2, 2004 - November 2, 2022

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

WILMINGTON, NC

Past

October 23, 2002 - February 20, 2004

W.C.S. INVESTMENT ADVISORS INC.

RIA

CRD#: 118515

WILMINGTON, NC

Past

September 5, 2002 - December 31, 2003

W.C. SMITH & COMPANY, INC.

CRD#: 36865

GREENVILLE, SC

Past

November 11, 1999 - September 3, 2002

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASONBORO ADVISORS

GLASGOW & ASSOCIATES, LLC | MASONBORO ADVISORS

CRD#: 145151 / SEC#: 801-133988

RIA

Registered Investment Advisory firm - (7/28/2025 Approved)

California

Registered Investment Advisory firm - (9/13/2025 Terminated)

Georgia

Registered Investment Advisory firm - (8/15/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (8/14/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/14/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/4/2007)

IAR

South Carolina
(12/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2002

General Securities Principal Examination

Current Firm

MASONBORO ADVISORS

GLASGOW & ASSOCIATES, LLC | MASONBORO ADVISORS

CRD#: 145151 / SEC#: 801-133988

RIA

Registered Investment Advisory firm - (7/28/2025 Approved)

California

Registered Investment Advisory firm - (9/13/2025 Terminated)

Georgia

Registered Investment Advisory firm - (8/15/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (8/14/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/14/2025 Terminated)

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Contact information

Main Address

5815 Oleander Drive Suite 260, Wilmington, NC 28403

Mailing Address

Phone number

(910) 742-0509

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/14/2025)

ADV 2B - LOGAN RUTHLING (5/7/2025)

ADV PART 2B - CORT ROGERS (3/28/2025)

ADV PART 2B - LYNN MATHERON (3/28/2025)

ADV 2B - TODD BURTON (3/28/2025)

ADV PART 2B - BURTON (3/28/2025)

ADV PART 2B - GLASGOW (3/28/2025)

ADV PART 2B - BRYCE EDMISTER (3/28/2025)

Regulatory assets under management

Total Number of Accounts	505
AUM (Assets Under Management)	$ 155,941,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Glasgow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Glasgow's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIC ADVISERS, LLC

CAPITAL INVESTMENT GROUP, INC.

W.C.S. INVESTMENT ADVISORS INC.

W.C. SMITH & COMPANY, INC.

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

MASONBORO ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2000

Series 6

Date: 11/10/1999

Series 24

Date: 3/29/2002

Current Firm

MASONBORO ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASONBORO ADVISORS

TRUST BUT VERIFY

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