Kristopher D. Johnson
STONE ISLAND FINANCIAL PLANNING
Scottsdale, AZ 85260
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CRD#: 4066339
Professional summary
Kristopher David Johnson, CFP® is a registered financial advisor currently at STONE ISLAND FINANCIAL PLANNING located in Scottsdale, Arizona.
Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kristopher has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Biography
Kris began his career in the investment industry in 2000. Following a short two-year stint with an investment management firm, he spent the next 16 years with an hourly financial planning firm where he served as the chair of the investment committee and was the primary advisor for over 200 active client relationships. After moving to Arizona with his family in early 2017, Kris joined Stone Island Financial Planning (formerly South Georgia Capital, LLC) in April 2018 to bring in-depth financial planning services to the firm's established client base. Through an affiliated entity, Raintree Capital Management, LLC, Kris serves as portfolio manager of a proprietary multi-strategy fund, available to risk-conscious accredited and qualified investors.
Question & Answer
What are your service offerings?
Social Security Planning
Investment Planning
Retirement Income Management
Retirement Planning
Tax Planning
Do you have an area of expertise or specialization?
Alternative or Private Investm...
Business Owners
Charitable Giving
Fixed Fee (Subscription, Retai...
Investment Advice with Ongoing...
Investment Advice without Ongo...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
04/2020 - Mr. Johnson serves as a Portfolio Manager for one of Raintree Capital Management's private funds which represents approximately 15-20 hours per week during trading hours. Raintree Capital Management, LLC is a commodity pool operator with the CFTC and an exempt reporting adviser / 9835 E. Bell Road, Suite 110, Scottsdale, AZ / investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Kristopher David Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 21, 2019 - Present
STONE ISLAND FINANCIAL PLANNING
Office #1: 9835 E. Bell Road, Suite 110, Scottsdale, AZ 85260RIA
CRD#: 146765
Scottsdale, AZ
Past
January 3, 2006 - March 30, 2018
TIMOTHY FINANCIAL COUNSEL, INC.
RIA
CRD#: 123037
WHEATON, IL
Past
May 18, 2000 - May 31, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
December 22, 1999 - December 31, 1999
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STONE ISLAND FINANCIAL PLANNING
JAMES CAIRD CAPITAL PARTNERS, LLC | STONE ISLAND FINANCIAL PLANNING | SOUTH GEORGIA CAPITAL, LLC (RELYING ADVISER) | SOUTH GEORGIA CAPITAL, LLC | SGC | LIBERTY STREET DESIGN, LLC
CRD#: 146765 / SEC#: 801-69943
RIA
Registered Investment Advisory firm - (2/27/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/29/2019)
IAR
Illinois(3/21/2019)
IAR
Texas(4/10/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
STONE ISLAND FINANCIAL PLANNING
JAMES CAIRD CAPITAL PARTNERS, LLC | STONE ISLAND FINANCIAL PLANNING | SOUTH GEORGIA CAPITAL, LLC (RELYING ADVISER) | SOUTH GEORGIA CAPITAL, LLC | SGC | LIBERTY STREET DESIGN, LLC
CRD#: 146765 / SEC#: 801-69943
RIA
Registered Investment Advisory firm - (2/27/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
900 E. Diehl Road Suite 181, Naperville, IL 60563
Mailing Address
Phone number
(630) 784-2200
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 258 |
| AUM (Assets Under Management) | $ 137,075,138 |
Red Flags
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