Jared R. Zeiser

ZEISER WEALTH MANAGEMENT LLC

Hot Springs, AR 71901

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CRD#: 4066070

Professional summary

Jared Ray Zeiser is a registered financial advisor currently at ZEISER WEALTH MANAGEMENT LLC located in Hot Springs, Arkansas.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jared has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Zeiser Wealth Management, LLC;investment related;1702 Malvern Ave,Suite A,Hot Springs,AR 71901;DBA/RIA;member,owner;1/2009;40 hrs/month;6.5 hrs during trading;DBA/RIA 2)Quadruple C's Properties;investment related;1702 Malvern Ave,Suite A,Hot Springs,AR 71901;rental building;owner/member;2012;0 hrs/month;0 hrs during trading;owner/member 3)Hot Springs Concord Properties,LLC;not investment related;1702 Malvern Ave,Hot Springs,AR 71901;POA for building complex & grounds;member;2012;0 hrs/month;0 hrs during trading;pays common property expenses 4)Appointment with multiple insurance carriers;not investment related;provide life,disability,ltc,insurance;2008;2 hrs/month;0 hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Ray Zeiser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2017 - Present

ZEISER WEALTH MANAGEMENT LLC

Office #1: 1702 Malvern Avenue, Suite A, Hot Springs, AR 71901

RIA

CRD#: 285956

Hot Springs, AR

Past

March 1, 2017 - April 1, 2019

TRIAD ADVISORS LLC

CRD#: 25803

Hot Springs, AR

Past

November 17, 2008 - March 13, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOT SPRINGS, AR

Past

November 17, 2008 - March 13, 2017

LPL FINANCIAL LLC

CRD#: 6413

HOT SPRINGS, AR

Past

January 6, 2006 - November 19, 2008

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

ARKADELPHIA, AR

Past

November 19, 1999 - November 19, 2008

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

ARKADELPHIA, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(3/1/2017)

IAR

Louisiana
(4/18/2018)

IAR

Texas
(4/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/7/2009

General Securities Principal Examination

Current Firm

ZEISER WEALTH MANAGEMENT LLC

ZEISER WEALTH MANAGEMENT LLC | ZICKFORD WEALTH MANAGEMENT LLC

CRD#: 285956 / SEC#:

Arkansas

Registered Investment Advisory firm - (3/1/2017 Approved)

Louisiana

Registered Investment Advisory firm - (4/18/2018 Approved)

Texas

Registered Investment Advisory firm - (4/18/2018 Conditional Restricted)

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Contact information

Main Address

1702 Malvern Avenue, Suite A, Hot Springs, AR 71901

Mailing Address

Phone number

(501) 520-4534

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 66,690,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jared R. Zeiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Ray Zeiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2006

Series 63

Date: 11/24/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1999

Series 24

Date: 1/7/2009

Current Firm

ZEISER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZEISER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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