Ronald M. Harrison

SUMMIT FINANCIAL GROUP

ROME, GA 30161

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CRD#: 4064987

Professional summary

Ronald Mark Harrison, who also goes by Mark Harrison, is a registered financial advisor currently at SUMMIT FINANCIAL GROUP, LLC located in Rome, Georgia.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ronald has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Mark Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2003 - Present

SUMMIT FINANCIAL GROUP, LLC

Office #1: 901 North Broad Street Suite 450, Rome, GA 30161

RIA

CRD#: 125144

ROME, GA

Past

November 21, 2025 - February 20, 2026

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ROME, GA

Past

September 5, 2008 - December 27, 2016

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

ROME, GA

Past

September 2, 2008 - November 21, 2025

DEMPSEY LORD SMITH, LLC

CRD#: 141238

ROME, GA

Past

July 10, 2006 - November 21, 2006

RESOURCE HORIZONS GROUP LLC

RIA

CRD#: 104368

ROME, GA

Past

June 12, 2006 - August 12, 2008

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

ROME, GA

Past

November 19, 1999 - June 6, 2006

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/2/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1999

General Securities Representative Examination

Current Firm

SUMMIT FINANCIAL GROUP, LLC

CRD#: 125144 / SEC#:

Georgia

Registered Investment Advisory firm - (5/11/2000 Approved)

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Contact information

Main Address

901 North Broad Street Suite 450, Rome, GA 30161-5208

Mailing Address

Phone number

(706) 291-9966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 20,996,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald M. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Mark Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT FINANCIAL GROUP, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

RESOURCE HORIZONS GROUP LLC

RESOURCE HORIZONS GROUP LLC

OGILVIE SECURITY ADVISORS CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1999

Current Firm

SUMMIT FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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