Cassandra L. Tramontana
Professional summary
Cassandra Lee Tramontana, who also goes by Cassandra Lee Rice, Cassie L Rice, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Cassandra is registered as a RR (Registered Representative) and started their career in finance in 2000. Cassandra has worked at 9 firms and has passed the Series 63, Series 65, Series 6TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cassandra Lee Tramontana's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2022 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660April 30, 2018 - September 27, 2018
INSPIRE INVESTING, LLC
August 11, 2015 - May 2, 2016
INVESTACORP, INC.
August 6, 2015 - May 2, 2016
INVESTACORP ADVISORY SERVICES INC
April 8, 2013 - August 13, 2013
WADDELL & REED
February 4, 2013 - August 13, 2013
WADDELL & REED
July 26, 2005 - January 9, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 29, 2005 - June 30, 2005
BANC ONE SECURITIES CORPORATION
May 14, 2004 - September 30, 2004
METROPOLITAN LIFE INSURANCE COMPANY
May 14, 2004 - September 30, 2004
MSI FINANCIAL SERVICES, INC.
March 23, 2001 - May 12, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 19, 2000 - March 2, 2001
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2023)
Exams
Series 6TO
Date: 5/9/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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