Michelle M. Leroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Margaret Leroy was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2006. Michelle had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2016 - December 31, 2025
RCX CAPITAL GROUP, LLC
November 25, 2014 - September 30, 2015
GROWTH CAPITAL SERVICES, INC.
June 28, 2012 - August 8, 2016
CROSS POINT CAPITAL LLC
February 24, 2010 - May 4, 2012
SCIUS SECURITIES LLC
June 9, 2008 - June 2, 2009
MACQUARIE CAPITAL (USA) INC.
February 21, 2007 - December 13, 2007
J.P. MORGAN SECURITIES LLC
November 7, 2006 - May 10, 2007
CRANE CAPITAL ASSOCIATES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RCX CAPITAL GROUP, LLC
CRD#: 114290 / SEC#: , 8-53416
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
