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John Thomas Starnes

QUASAR DISTRIBUTORS
Portland, ME
·CRD# 4064686·26 years experience

Professional Summary

John Thomas Starnes, who also goes by John Starnes, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine. John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Starnes

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
190 Middle Street Suite 301, Portland, ME 04101
November 21, 2023 - Present
ASSETMARK BROKERAGE, LLC·CRD# 169804
BD
Concord, CA
August 15, 2014 - November 11, 2020
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
December 4, 2013 - August 15, 2014
ASSETMARK, INC.·CRD# 109018
RIA
Concord, CA
March 25, 2013 - November 11, 2020
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
February 4, 2013 - November 22, 2013
ICON ADVISERS, INC.·CRD# 108268
RIA
Greenwood Village, CO
November 29, 2005 - January 8, 2013
ICON DISTRIBUTORS, INC.·CRD# 28568
BD
Greenwood Village, CO
November 16, 2005 - January 8, 2013
MUTUAL SERVICE CORPORATION·CRD# 4806
RIA
West Palm Bech, FL
December 17, 2003 - November 2, 2005
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
October 24, 2003 - November 2, 2005
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Schaumburg, IL
February 4, 2003 - October 10, 2003
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
April 3, 2000 - June 18, 2001

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/24/2024)
RR
Alaska
(1/25/2024)
RR
Arizona
(1/25/2024)
RR
Arkansas
(2/9/2024)
RR
California
(1/2/2024)
RR
Colorado
(1/24/2024)
RR
Connecticut
(1/3/2024)
RR
Delaware
(1/30/2024)
RR
District of Columbia
(1/12/2024)
RR
Florida
(1/23/2024)
RR
Georgia
(1/4/2024)
RR
Hawaii
(1/26/2024)
RR
Idaho
(1/3/2024)
RR
Illinois
(2/8/2024)
RR
Indiana
(2/8/2024)
RR
Iowa
(1/5/2024)
RR
Kansas
(1/24/2024)
RR
Kentucky
(1/24/2024)
RR
Louisiana
(1/29/2024)
RR
Maine
(1/3/2024)
RR
Maryland
(1/25/2024)
RR
Massachusetts
(1/2/2024)
RR
Michigan
(1/24/2024)
RR
Minnesota
(1/2/2024)
RR
Mississippi
(1/25/2024)
RR
Missouri
(1/3/2024)
RR
Montana
(1/30/2024)
RR
Nebraska
(1/2/2024)
RR
Nevada
(1/25/2024)
RR
New Hampshire
(1/29/2024)
RR
New Jersey
(1/30/2024)
RR
New Mexico
(1/24/2024)
RR
New York
(1/28/2024)
RR
North Carolina
(1/2/2024)
RR
North Dakota
(1/29/2024)
RR
Ohio
(1/2/2024)
RR
Oklahoma
(1/24/2024)
RR
Oregon
(1/2/2024)
RR
Pennsylvania
(1/3/2024)
RR
Rhode Island
(1/3/2024)
RR
South Carolina
(1/25/2024)
RR
South Dakota
(1/24/2024)
RR
Tennessee
(1/29/2024)
RR
Texas
(1/3/2024)
RR
Utah
(1/3/2024)
RR
Vermont
(1/24/2024)
RR
Virginia
(1/25/2024)
RR
Washington
(1/24/2024)
RR
West Virginia
(1/25/2024)
RR
Wisconsin
(1/2/2024)
RR
Wyoming
(1/29/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2023About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2002About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Thomas Starnes's CRS (Customer Relationship Summary).

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