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Christoper I. Carlisle

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CRD#: 40646
CC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christoper Ihrig Carlisle, who also goes by Christopher Ihrig Carlisle, was a registered financial professional .

Christoper is a previously registered financial professional and started their career in finance in 1964. Christoper had worked at 5 firms and has passed the Series 1 and Series 000 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Ihrig Carlisle

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 23, 1996 - May 16, 1998

VALLEY FORGE SECURITIES, INC .

BD
CRD#: 20892
ROSEMONT, PA
Past

May 5, 1992 - December 19, 1994

VALLEY FORGE SECURITIES, INC .

BD
CRD#: 20892
ROSEMONT, PA
Past

November 8, 1983 - February 3, 1987

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
Past

October 15, 1981 - October 4, 1983

W.H. NEWBOLD'S SON & CO., INC.

BD
CRD#: 7575
Past

March 7, 1978 - November 15, 1981

ELKINS & CO.

BD
CRD#: 6789
Past

March 31, 1964 - May 22, 1978

DEHAVEN & TOWNSEND, CROUTER & BODINE INCORPORATED

BD
CRD#: 210

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 1
Date: 3/23/1964
Registered Representative Examination
General Industry/Product Exam
RR
Series 000
Date: 3/22/1964
General Securities Principal Examination

Current Firm


VF
VALLEY FORGE SECURITIES, INC .
BRYN MAWR INVESTMENT GROUP, INC. | VALLEY FORGE SECURITIES, INC . | VALLEY FORGE SECURITIES, INC

CRD#: 20892 / SEC#: , 8-38587

BD
Terminated by SEC on 03/03/2002
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 08/18/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BRIAR CREEK INVESTMENTS L.L.C.STOCKHOLDER
LABELLA, TONINO GAETANOCHAIRMAN/CEO
GM FINANCIAL CORP.STOCKHOLDER
KESSLER, THOMAS RALPHDIRECTOR4183486
WALSH, MICHAEL JOSEPHPRESIDENT458066

Disclosures


Regulatory Event8
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALLEY FORGE SECURITIES, INC .

CRD#: 20892

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